插槽填充和意图检测是自然语言理解领域的两个基本任务。由于这两项任务之间存在很强的相关性，因此以前的研究努力通过多任务学习或设计功能交互模块来建模它们，以提高每个任务的性能。但是，现有的方法都没有考虑句子的结构信息与两个任务的标签语义之间的相关性。话语的意图和语义成分取决于句子的句法元素。在本文中，我们研究了一个多透明的标签改进网络，该网络利用依赖性结构和标签语义嵌入。考虑到增强句法表示，我们将句子的依赖性结构介绍到我们的模型中。为了捕获句法信息和任务标签之间的语义依赖性，我们将特定于任务的特征与相应的标签嵌入通过注意机制相结合。实验结果表明，我们的模型在两个公共数据集上实现了竞争性能。

With the increasing ability of large language models (LLMs), in-context learning (ICL) has become a new paradigm for natural language processing (NLP), where LLMs make predictions only based on contexts augmented with a few training examples. It has been a new trend exploring ICL to evaluate and extrapolate the ability of LLMs. In this paper, we aim to survey and summarize the progress, challenges, and future work in ICL. We first present a formal definition of ICL and clarify its correlation to related studies. Then, we organize and discuss advanced techniques of ICL, including training strategies, prompting strategies, and so on. Finally, we present the challenges of ICL and provide potential directions for further research. We hope our work can encourage more research on uncovering how ICL works and improving ICL in future work.

Reinforcement learning (RL) is one of the most important branches of AI. Due to its capacity for self-adaption and decision-making in dynamic environments, reinforcement learning has been widely applied in multiple areas, such as healthcare, data markets, autonomous driving, and robotics. However, some of these applications and systems have been shown to be vulnerable to security or privacy attacks, resulting in unreliable or unstable services. A large number of studies have focused on these security and privacy problems in reinforcement learning. However, few surveys have provided a systematic review and comparison of existing problems and state-of-the-art solutions to keep up with the pace of emerging threats. Accordingly, we herein present such a comprehensive review to explain and summarize the challenges associated with security and privacy in reinforcement learning from a new perspective, namely that of the Markov Decision Process (MDP). In this survey, we first introduce the key concepts related to this area. Next, we cover the security and privacy issues linked to the state, action, environment, and reward function of the MDP process, respectively. We further highlight the special characteristics of security and privacy methodologies related to reinforcement learning. Finally, we discuss the possible future research directions within this area.

Large pretrained language models have shown surprising In-Context Learning (ICL) ability. With a few demonstration input-label pairs, they can predict the label for an unseen input without additional parameter updates. Despite the great success in performance, the working mechanism of ICL still remains an open problem. In order to better understand how ICL works, this paper explains language models as meta-optimizers and understands ICL as a kind of implicit finetuning. Theoretically, we figure out that the Transformer attention has a dual form of gradient descent based optimization. On top of it, we understand ICL as follows: GPT first produces meta-gradients according to the demonstration examples, and then these meta-gradients are applied to the original GPT to build an ICL model. Experimentally, we comprehensively compare the behavior of ICL and explicit finetuning based on real tasks to provide empirical evidence that supports our understanding. The results prove that ICL behaves similarly to explicit finetuning at the prediction level, the representation level, and the attention behavior level. Further, inspired by our understanding of meta-optimization, we design a momentum-based attention by analogy with the momentum-based gradient descent algorithm. Its consistently better performance over vanilla attention supports our understanding again from another aspect, and more importantly, it shows the potential to utilize our understanding for future model designing.

Datasets serve as crucial training resources and model performance trackers. However, existing datasets have exposed a plethora of problems, inducing biased models and unreliable evaluation results. In this paper, we propose a model-agnostic dataset evaluation framework for automatic dataset quality evaluation. We seek the statistical properties of the datasets and address three fundamental dimensions: reliability, difficulty, and validity, following a classical testing theory. Taking the Named Entity Recognition (NER) datasets as a case study, we introduce $9$ statistical metrics for a statistical dataset evaluation framework. Experimental results and human evaluation validate that our evaluation framework effectively assesses various aspects of the dataset quality. Furthermore, we study how the dataset scores on our statistical metrics affect the model performance, and appeal for dataset quality evaluation or targeted dataset improvement before training or testing models.

Harvesting question-answer (QA) pairs from customer service chatlog in the wild is an efficient way to enrich the knowledge base for customer service chatbots in the cold start or continuous integration scenarios. Prior work attempts to obtain 1-to-1 QA pairs from growing customer service chatlog, which fails to integrate the incomplete utterances from the dialog context for composite QA retrieval. In this paper, we propose N-to-N QA extraction task in which the derived questions and corresponding answers might be separated across different utterances. We introduce a suite of generative/discriminative tagging based methods with end-to-end and two-stage variants that perform well on 5 customer service datasets and for the first time setup a benchmark for N-to-N DialogQAE with utterance and session level evaluation metrics. With a deep dive into extracted QA pairs, we find that the relations between and inside the QA pairs can be indicators to analyze the dialogue structure, e.g. information seeking, clarification, barge-in and elaboration. We also show that the proposed models can adapt to different domains and languages, and reduce the labor cost of knowledge accumulation in the real-world product dialogue platform.

In this paper, we introduce a novel approach for ground plane normal estimation of wheeled vehicles. In practice, the ground plane is dynamically changed due to braking and unstable road surface. As a result, the vehicle pose, especially the pitch angle, is oscillating from subtle to obvious. Thus, estimating ground plane normal is meaningful since it can be encoded to improve the robustness of various autonomous driving tasks (e.g., 3D object detection, road surface reconstruction, and trajectory planning). Our proposed method only uses odometry as input and estimates accurate ground plane normal vectors in real time. Particularly, it fully utilizes the underlying connection between the ego pose odometry (ego-motion) and its nearby ground plane. Built on that, an Invariant Extended Kalman Filter (IEKF) is designed to estimate the normal vector in the sensor's coordinate. Thus, our proposed method is simple yet efficient and supports both camera- and inertial-based odometry algorithms. Its usability and the marked improvement of robustness are validated through multiple experiments on public datasets. For instance, we achieve state-of-the-art accuracy on KITTI dataset with the estimated vector error of 0.39{\deg}. Our code is available at github.com/manymuch/ground_normal_filter.

Long short-term memory (LSTM) is a type of powerful deep neural network that has been widely used in many sequence analysis and modeling applications. However, the large model size problem of LSTM networks make their practical deployment still very challenging, especially for the video recognition tasks that require high-dimensional input data. Aiming to overcome this limitation and fully unlock the potentials of LSTM models, in this paper we propose to perform algorithm and hardware co-design towards high-performance energy-efficient LSTM networks. At algorithm level, we propose to develop fully decomposed hierarchical Tucker (FDHT) structure-based LSTM, namely FDHT-LSTM, which enjoys ultra-low model complexity while still achieving high accuracy. In order to fully reap such attractive algorithmic benefit, we further develop the corresponding customized hardware architecture to support the efficient execution of the proposed FDHT-LSTM model. With the delicate design of memory access scheme, the complicated matrix transformation can be efficiently supported by the underlying hardware without any access conflict in an on-the-fly way. Our evaluation results show that both the proposed ultra-compact FDHT-LSTM models and the corresponding hardware accelerator achieve very high performance. Compared with the state-of-the-art compressed LSTM models, FDHT-LSTM enjoys both order-of-magnitude reduction in model size and significant accuracy improvement across different video recognition datasets. Meanwhile, compared with the state-of-the-art tensor decomposed model-oriented hardware TIE, our proposed FDHT-LSTM architecture achieves better performance in throughput, area efficiency and energy efficiency, respectively on LSTM-Youtube workload. For LSTM-UCF workload, our proposed design also outperforms TIE with higher throughput, higher energy efficiency and comparable area efficiency.

Model compression and model defense for deep neural networks (DNNs) have been extensively and individually studied. Considering the co-importance of model compactness and robustness in practical applications, several prior works have explored to improve the adversarial robustness of the sparse neural networks. However, the structured sparse models obtained by the exiting works suffer severe performance degradation for both benign and robust accuracy, thereby causing a challenging dilemma between robustness and structuredness of the compact DNNs. To address this problem, in this paper, we propose CSTAR, an efficient solution that can simultaneously impose the low-rankness-based Compactness, high STructuredness and high Adversarial Robustness on the target DNN models. By formulating the low-rankness and robustness requirement within the same framework and globally determining the ranks, the compressed DNNs can simultaneously achieve high compression performance and strong adversarial robustness. Evaluations for various DNN models on different datasets demonstrate the effectiveness of CSTAR. Compared with the state-of-the-art robust structured pruning methods, CSTAR shows consistently better performance. For instance, when compressing ResNet-18 on CIFAR-10, CSTAR can achieve up to 20.07% and 11.91% improvement for benign accuracy and robust accuracy, respectively. For compressing ResNet-18 with 16x compression ratio on Imagenet, CSTAR can obtain 8.58% benign accuracy gain and 4.27% robust accuracy gain compared to the existing robust structured pruning method.

We consider the nonlinear inverse problem of learning a transition operator $\mathbf{A}$ from partial observations at different times, in particular from sparse observations of entries of its powers $\mathbf{A},\mathbf{A}^2,\cdots,\mathbf{A}^{T}$. This Spatio-Temporal Transition Operator Recovery problem is motivated by the recent interest in learning time-varying graph signals that are driven by graph operators depending on the underlying graph topology. We address the nonlinearity of the problem by embedding it into a higher-dimensional space of suitable block-Hankel matrices, where it becomes a low-rank matrix completion problem, even if $\mathbf{A}$ is of full rank. For both a uniform and an adaptive random space-time sampling model, we quantify the recoverability of the transition operator via suitable measures of incoherence of these block-Hankel embedding matrices. For graph transition operators these measures of incoherence depend on the interplay between the dynamics and the graph topology. We develop a suitable non-convex iterative reweighted least squares (IRLS) algorithm, establish its quadratic local convergence, and show that, in optimal scenarios, no more than $\mathcal{O}(rn \log(nT))$ space-time samples are sufficient to ensure accurate recovery of a rank-$r$ operator $\mathbf{A}$ of size $n \times n$. This establishes that spatial samples can be substituted by a comparable number of space-time samples. We provide an efficient implementation of the proposed IRLS algorithm with space complexity of order $O(r n T)$ and per-iteration time complexity linear in $n$. Numerical experiments for transition operators based on several graph models confirm that the theoretical findings accurately track empirical phase transitions, and illustrate the applicability and scalability of the proposed algorithm.